The Global Markets functions is a trusted partner to external clients (Corporates, Financial institutions and Asset Managers) in market activities, offering a cross-
expertise in Research, Investment and Risk Solutions,Execution and Prime Services.
The candidate will join the Regulation team (in Societe Generale ATS, based in Casablanca - Morocco) in charge of managing regulatory obligations and processes for MARK (particularly SLS, FIC and EQD DLP business).
MARK / SLS brings together the Equities, Fixed Income & Currencies and Commodities structuring capabilities with the objective of providing investors with one integrated multi-
asset market solutions team.
It addresses the needs of distributors, offering bespoke services to support them in the design, marketing and after-sale service of their products.
It also serves institutional investors with their asset liability management, capital protection, hedging or the optimization of their overall return.
MARK / SLS capitalizes on an integrated engineering team to deliver cross asset expertise and better manage trading risk.
MARK / FIC gives access to a large scope of exposure and opportunities across Interest Rate, Foreign Exchange, Inflation and Multi-asset universes
MARK / EQD capabilities span the full spectrum of cash equity, equity finance and derivative-based services
The main responsibilities are described below :
Front Office assistance
Provide assistance to Front Office teams when needed to solve technical issues (e.g. bespoke trades, IT buget etc.) and
overcome process blocking points.
Provide assistance toFront office teams on special situations to investigate and solve special situations (for ex one off deals) with
the support of ENG teams if need be.
Provide assistance to Front Office for the ex post C&C reporting (to be implemented end 2018)
Assist Front Office in maintaining the KIDs generic website
Management of the KIDs complaint process
Monitoring of the daily production
Build and maintain the regulatory monitoring dashboard of the activity through regular interaction with relevant IT teams
Identify and investigate problematic situations through an indepth knowledge and understanding of regulation requirement and
SG’s internal IT processes. For example, ensure eligible scope exhaustiveness and identify any recurrent technical issues.
Based on the dashboard, monitor the production process of KIDs (Key Information Documents) by Sales and Sales Analysts on
new transactions aimed at retail investors in Europe (PRIIPs regulation).
Based on the dashboard, monitor the production of the Product Governance Process.
Monitor the Bid-only process consisting of switching products to bid-only mode in compliance with the PRIIPS and Hire Act
Approval and validations
Review and validate the production of EMT and EPT forms as part of PRIIPS and MIFID II regulations :
Coherence checks with KIDs and trouble shooting of any discrepancy with IT teams to avoid inaccurate information to ensure the
quality of information being offered to clients
Approval of exceptions and special requests from front office regarding product governance in the Colibri application
Approve and implement exceptions in KIDs whenever relevant in coordination with front office, legal and compliance teams when
special business situations require manual customization
Supervision of the New Product Committee and Product Governance Committee
Prepare such committees : gather the necessary information and analyze the data to allow for an accurate decision making by the
Circulate information among committee members to ensure a smooth communication
Follow up action points as decided by each committee
Annual review of the Know Your Distributor (KYD) process
Annual sending of KYDs to clients for updates
Liaise directly with clients to obtain the required documentation as per regulatory obligations
Analyse results and solve potential issues with sales teams to make sure all clients comply with regulation requirements
Permanent supervision :
Perform permanent supervision controls on regulatory topics
At Sociéte Générale, we believe our people are our strength and are core to the success of our business.
Les informations recueillies sur ce site font l’objet d’un traitement destiné à répondre aux besoins de recrutement de la société SG ATS.
Ces données sont traitées par les services internes de la société. Conformément à la loi n 09-08 promulguée par le Dahir 1-
09-15 du 18 février 2009, relative à la protection des personnes physiques à l’égard du traitement des données à caractère personnel, vous bénéficiez d’un droit d’accès et de rectification aux informations qui vous concernent, que vous pouvez exercer en vous adressant à .
Vous pouvez également, pour des motifs légitimes, vous opposer à ce que les données qui vous concernent fassent l’objet d’un traitement.
Ces données peuvent faire l’objet d’un transfert à l’étranger. Ces traitements ont été notifiés et autorisés par la CNDP sous les numéros A-
RH-354 / 2016 et T-RH-129 / 2016.