Chief Operating Officer - Regulation
Société Générale
Casablanca et régions
il y a 4j

Environment

The Global Markets functions is a trusted partner to external clients (Corporates, Financial institutions and Asset Managers) in market activities, offering a cross-

expertise in Research, Investment and Risk Solutions,Execution and Prime Services.

The candidate will join the Regulation team (in Societe Generale ATS, based in Casablanca - Morocco) in charge of managing regulatory obligations and processes for MARK (particularly SLS, FIC and EQD DLP business).

MARK / SLS brings together the Equities, Fixed Income & Currencies and Commodities structuring capabilities with the objective of providing investors with one integrated multi-

asset market solutions team.

It addresses the needs of distributors, offering bespoke services to support them in the design, marketing and after-sale service of their products.

It also serves institutional investors with their asset liability management, capital protection, hedging or the optimization of their overall return.

MARK / SLS capitalizes on an integrated engineering team to deliver cross asset expertise and better manage trading risk.

MARK / FIC gives access to a large scope of exposure and opportunities across Interest Rate, Foreign Exchange, Inflation and Multi-asset universes

MARK / EQD capabilities span the full spectrum of cash equity, equity finance and derivative-based services

Mission

The main responsibilities are described below :

Front Office assistance

Provide assistance to Front Office teams when needed to solve technical issues (e.g. bespoke trades, IT buget etc.) and

overcome process blocking points.

Provide assistance toFront office teams on special situations to investigate and solve special situations (for ex one off deals) with

the support of ENG teams if need be.

Provide assistance to Front Office for the ex post C&C reporting (to be implemented end 2018)

Assist Front Office in maintaining the KIDs generic website

Management of the KIDs complaint process

Monitoring of the daily production

Build and maintain the regulatory monitoring dashboard of the activity through regular interaction with relevant IT teams

Identify and investigate problematic situations through an indepth knowledge and understanding of regulation requirement and

SG’s internal IT processes. For example, ensure eligible scope exhaustiveness and identify any recurrent technical issues.

Based on the dashboard, monitor the production process of KIDs (Key Information Documents) by Sales and Sales Analysts on

new transactions aimed at retail investors in Europe (PRIIPs regulation).

Based on the dashboard, monitor the production of the Product Governance Process.

Monitor the Bid-only process consisting of switching products to bid-only mode in compliance with the PRIIPS and Hire Act

Approval and validations

Review and validate the production of EMT and EPT forms as part of PRIIPS and MIFID II regulations :

Coherence checks with KIDs and trouble shooting of any discrepancy with IT teams to avoid inaccurate information to ensure the

quality of information being offered to clients

Approval of exceptions and special requests from front office regarding product governance in the Colibri application

Approve and implement exceptions in KIDs whenever relevant in coordination with front office, legal and compliance teams when

special business situations require manual customization

Supervision of the New Product Committee and Product Governance Committee

Prepare such committees : gather the necessary information and analyze the data to allow for an accurate decision making by the

committee

Circulate information among committee members to ensure a smooth communication

Follow up action points as decided by each committee

Annual review of the Know Your Distributor (KYD) process

Annual sending of KYDs to clients for updates

Liaise directly with clients to obtain the required documentation as per regulatory obligations

Analyse results and solve potential issues with sales teams to make sure all clients comply with regulation requirements

Permanent supervision :

Perform permanent supervision controls on regulatory topics

Profile

  • Market knowledge and experience in Investment banking / financial services industry
  • Sound numerical and Literacy skills
  • Good written and verbal communication skills
  • Team player, proactivelyshares information and collaborates with others
  • Highly motivated, proactive and entrepreneurial
  • Reliable professional conduct
  • Language requirements
  • Ability to work autonomously and be responsible for following matters through to completion
  • SG Leadership Model competence as defined for individual contributors
  • Ability to develop relationships based on trust and professionalism
  • Evolution

    At Sociéte Générale, we believe our people are our strength and are core to the success of our business.

    Les informations recueillies sur ce site font l’objet d’un traitement destiné à répondre aux besoins de recrutement de la société SG ATS.

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    RH-354 / 2016 et T-RH-129 / 2016.

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