As the manager of the new EMEA CMS hub in Casablanca, you report to SG ATS CEO and functionally to CMS EMEA management (London + Paris)
The profile sought will work closely with the CMS teams in Paris and London to manage the regulatory risks and responsibilities that align to the monitoring of trading and communications for EMEA.
Responsibilities include, but are not limited to :
In coordination with London and Paris management, introduce and maintain a team to deliver an effective Trade and Communication surveillance programme
Manage the day to day supervision of local Trade and Communications Surveillance activities.
Establish and maintain risk-based compliance controls and monitoring program, in coordination with the London and Paris teams.
Implement an appropriate training programme for local surveillance staff in collaboration with London and Paris
Develop and oversee execution of trade surveillance and communication surveillance monitoring plan and document comprehensive procedures to evidence the local surveillance programme.
Investigate and report issues arising from the compliance surveillance monitoring activities to European teams.