Capital Markets Surveillance Officer
Societe General Bank
Casablanca, Morocco
il y a 4j
source : Tanqeeb

As team member of the new EMEA CMS hub in Casablanca, your responsibilities will be :

Undertake :

  • Communication Surveillance using the firm’s oral and written communication monitoring tools as directed by management
  • Trade Surveillance using the firm’s monitoring tools as directed by management.
  • Support the collation and development of Management Information.

    Support the implementation and enhancement of surveillance approaches and / or strategic solutions to meet review requirements.

    Maintain and monitor a referential of remedial actions / recommendations arising from :

  • communication monitoring
  • trade monitoring and ensure timely satisfactory resolution of issues identified.
  • Liaison with other EMEA CMS surveillance team members

    Liaison with Advisory Compliance officers and other key stakeholders and synergies regarding key topics

    Assisting in regulatory and internal investigations as appropriate.

    Maintain up to date policies and procedures supporting the performance of the local and EMEA CMS teams

    Proactive and timely escalation of issues to management

    Maintaining awareness of key EU / FCA regulatory rules and updates and where applicable transposing them into the : communication surveillance program OR trade surveillance program

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